Compliance Audits

This template covers the requirements of SAE 3100 (Compliance Engagements) and ISAE (NZ) 3000 (Assurance Engagements other than Audits or Reviews of Historical Financial Information).

The base version is appropriate for testing compliance with terms of grants, trust deeds etc. It contains engagement letters, options of various kinds of Limited Assurance and Reasonable Assurance reports, plus other relevant letters and reports.

This base version forms the foundation for a Real Estate Trust Account and PTE Trust Account Audit versions - the current versions that are available are due for update.

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The template covers full planning, engagement letter, trial balance upload (optional), risk assessment, internal control analysis, testing pages, analytical review, audit reports, management letters and more. 

 

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